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CAO Compliance Audit of IFC's Financial Sector Investments
Issues
Consultation and disclosure
Description: Complaint raises concerns regarding inadequate or absent consultation about or disclosure of project information, including project impacts and/or mitigation plans.
Complaints with this Issue: 550
Sectors
Project
Name: Financial Intermediaries-01/CAO Vice President Request
Investments: IFC/MIGA
Client:
Support: Financial intermediary
Country: World
Complaint
IAM: Compliance Advisor/Ombudsman (CAO)
ID: multi-regional-cao-compliance-audit-ifcs-financial
Date Filed: April 1, 2011
Status: Monitoring
Description
Complaint Stages
Filing
April 1, 2011
Filing
Status:
Start Date: April 1, 2011
Registration
Not Undertaken
Registration
Status: Not Undertaken
Explanation: Not offered by mechanism, Stage is not practiced by mechanism
Eligibility
June 14, 2011 -
June 27, 2011
Eligibility
Status: Closed With Output
Start Date: June 14, 2011
End Date: June 27, 2011
Dispute Resolution
Not Undertaken
Dispute Resolution
Status: Not Undertaken
Explanation: Not offered by mechanism, Dispute resolution was not an option in this case
Compliance Review
June 27, 2011 -
Sept. 4, 2013
Compliance Review
Status: Closed With Output
Start Date: June 27, 2011
End Date: Sept. 4, 2013
Has Compliance Report: Yes
Non-Compliance Found: Yes
Monitoring
Sept. 4, 2013
Monitoring
Status: In Progress
Start Date: Sept. 4, 2013
Closed
Not Closed
Timeline
Documents
| Name | Category | Description |
|---|---|---|
| Audit of Sample IFC Investments in Third-Party Financial Intermediaries | Compliance Report | |
| IFC Response | Management Response | |
| Third Monitoring Report | Monitoring |
Involved Groups
| Name | Complaints | Group Type |
|---|---|---|
| Bretton Woods Project | 2 | International CSO |
| CAO Vice President | 6 | Other |
| Other | 3 | International CSO |
Commitments